Nine affiliates of KPMG agreed to pay a total of nearly $3.4 million for alleged violations of audit and quality control ...

The European Commission has adopted proposals for radical simplifications to the EU's trailblazing environmental regulations.

The European Commission has adopted proposals for radical simplifications to the EU's trailblazing environmental regulations.

Robinhood will pay nearly $30 million in penalties for violating Financial Industry Regulatory Authority rules with ...

Two executives at New York-based Momentum Advisors, including the firm's chief compliance officer, allegedly misappropriated more than $220,000, the Securities and Exchange Commission said.

This is a Compliance Week Survey, sponsored by GAN Integrity. It is completely anonymous and designed to help benchmark the state of third-party due diligence. Results will be shared by Compliance ...

A panel at Compliance Week's Ethics and Compliance Summit will use interactive exercises, real-world case studies, and DOJ ...